Compliance Monitoring

TRONIXSS is an online BLOG and Forum for Risk, Compliance and Audit Professionals who want to share their knowledge with professionals across the globe.

If you have any ideas or insight relating to Compliance monitoring methodologies, tools and techniques or challenges, feel free to share with us. Original (non-plagiarised) ideas with quality content will be published under the BLOG sections and we will give you credits for authoring the Blog by posting your name, designation, organisation, work email and LinkedIn profile link as part of the BLOG.

So, if you have any buzzing ideas relating to Compliance Monitoring write it down (ideally not more than two A4 pages) and email it to us at

Some example categories are as follows:

  • Financial transactions compliance such as Know Your Customers (KYC), Anti-Money Laundering (AML), Sanctions etc.
  • Human Resource Compliance such as back Ground checks, records retention, mandatory trainings etc.
  • Compliance monitoring against firm’s policies and standards including Information Security standards
  • Compliance monitoring against regulatory requirements